Jonathan Francis Thomas Cocks

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Longspur Capital Limited (no longer approved here)
FRN 839313
- [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2022)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (16 Mar 2015 to 18 May 2018)
SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)
FRN 453676
- CF30 Customer (1 Oct 2012 to 4 Mar 2015)
Singer Capital Markets Advisory LLP (no longer approved here)
FRN 568323
- CF30 Customer (9 Jan 2012 to 19 Nov 2012)
RFC AMBRIAN LIMITED (no longer approved here)
FRN 209819
- CF30 Customer (16 Feb 2009 to 31 Oct 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.