Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RFC AMBRIAN LIMITED (no longer approved here)

    FRN 209819

    • CF2 Non Executive Director (5 Aug 2014 to 13 Nov 2015)
    • CF1 Director (1 Dec 2011 to 11 Jul 2014)
    • CF30 Customer (1 Dec 2011 to 11 Jul 2014)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
    • CF1 Director (1 Dec 2001 to 1 Dec 2005)
    • CF27 Investment Management (1 Dec 2001 to 28 Jan 2004)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.