RFC AMBRIAN LIMITED

• Principal Place of Business

  Octagon Point

  5 Cheapside

  London

  EC2V 6AA

  UNITED KINGDOM

  Phone

  +4402034406800

  Web

  https://www.rfcambrian.com

• Complaints Contact

  5 Cheapside

  London

  EC2V 6AA

  UNITED KINGDOM

  Phone

  +4402034406800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

• Julian Peter Emery

  IRN JPE01020

  • CF30 Customer (30 Jan 2008 to 14 Jan 2011)
• Julian Thomas Burn-Callander

  IRN JTB01029

  • CF30 Customer (11 Jan 2010 to 1 Nov 2010)
• Kamaljit Singh Bansil

  IRN KSB01031

  • CF30 Customer (1 Nov 2007 to 6 Aug 2008)
  • CF21 Investment Adviser (28 Sep 2006 to 31 Oct 2007)
• Kartini Ganapathy

  IRN KXG01273

  • CF30 Customer (1 Sep 2009 to 9 Jul 2010)
• Kim Patricia Eckhof

  IRN KPE01005

  • CF30 Customer (24 May 2013 to 11 Sep 2017)
• Klara Kaczmarek

  IRN KXK01469

  • CF30 Customer (12 May 2011 to 19 Apr 2013)
• Lee William Hunter

  IRN LWH01008

  • CF30 Customer (2 Jan 2008 to 25 Nov 2011)
• Marcus James Lendrum Cramsie

  IRN MJC01351

  • CF30 Customer (21 Apr 2008 to 7 Sep 2009)
• Mark Michael Wellesley-Wood

  IRN MMW01020

  • CF30 Customer (2 Mar 2009 to 23 Aug 2011)
• Matthew Guy Einhorn

  IRN MGE01027

  • CF30 Customer (3 Dec 2010 to 23 Mar 2012)

No changes recorded yet.