Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Allenby Capital Limited (no longer approved here)

    FRN 489795

    • [FCA CF] Client dealing (27 Apr 2020 to 25 Feb 2021)
    • CF30 Customer (25 Jul 2017 to 8 Dec 2019)
  • RX Securities Limited (no longer approved here)

    FRN 741031

    • [FCA CF] Client dealing (24 Apr 2020 to 29 Mar 2023)
    • CF30 Customer (7 Apr 2017 to 8 Dec 2019)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • CF30 Customer (3 Feb 2015 to 7 Dec 2016)
  • RFC AMBRIAN LIMITED (no longer approved here)

    FRN 209819

    • CF30 Customer (11 Jan 2010 to 1 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.