RFC AMBRIAN LIMITED

• Principal Place of Business

  Octagon Point

  5 Cheapside

  London

  EC2V 6AA

  UNITED KINGDOM

  Phone

  +4402034406800

  Web

  https://www.rfcambrian.com

• Complaints Contact

  5 Cheapside

  London

  EC2V 6AA

  UNITED KINGDOM

  Phone

  +4402034406800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

• Michael Alexander Read

  IRN MXR01562

  • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
  • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
• Michael James Ward

  IRN MJW01241

  • CF30 Customer (4 Jan 2010 to 1 Nov 2010)
• Michael Robert Armitage

  IRN MRA01037

  • CF21 Investment Adviser (21 Jul 2006 to 6 Jul 2007)
• Neil Thacker MacLachlan

  IRN NTM01016

  • CF23 Corporate Finance Adviser (1 Nov 2004 to 12 Oct 2007)
  • CF1 Director (15 Oct 2004 to 12 Oct 2007)
• Nicholas James Hunton Mellor

  IRN NXM01433

  • CF30 Customer (18 Aug 2008 to 29 Feb 2012)
• Nicholas James Screech

  IRN NJS01122

  • CF30 Customer (1 Nov 2007 to 25 Nov 2011)
  • CF26 Customer Trading (19 Sep 2007 to 31 Oct 2007)
• Paul Douglas Cliff

  IRN PDC01074

  • CF30 Customer (19 Nov 2013 to 3 Feb 2015)
• Paul Francis Diggle

  IRN PFD01016

  • CF30 Customer (5 Jan 2010 to 1 Nov 2010)
• Peter David Pettman

  IRN PDP01011

  • CF30 Customer (1 Nov 2007 to 15 Mar 2010)
  • CF21 Investment Adviser (9 Nov 2006 to 31 Oct 2007)
• Peter William Davey

  IRN PWD01021

  • CF30 Customer (6 Jul 2009 to 13 Jul 2011)

No changes recorded yet.