Reeves Independent Limited

• Principal Place of Business

  Reeves Independent

  Park View House

  Front St, Benton

  Newcastle upon Tyne

  Tyne and Wear

  NE7 7TZ

  UNITED KINGDOM

  Phone

  +448009890029

  Web

  https://www.reevesifa.com

• Complaints Contact

  Reeves Independent

  Park View House

  Front St, Benton

  Newcastle upon Tyne

  Tyne and Wear

  NE7 7TZ

  UNITED KINGDOM

  Phone

  +4408009890029

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Blakelock

  IRN MXB03667

  • SMF16 Compliance Oversight (since 23 Jan 2026)
  • SMF3 Executive Director (since 23 Jan 2026)
• Matthew Collins

  IRN MXC01140

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 10 May 2024)
  • [FCA CF] Client dealing (since 10 May 2024)
• Matthew Conor Shaw

  IRN MXS00697

  • [FCA CF] Client dealing (7 Jun 2021 to 4 Feb 2025)
  • [FCA CF] Functions requiring qualifications (7 Jun 2021 to 4 Feb 2025)
• Maxwell James Longden

  IRN MXL00595

  • [FCA CF] Functions requiring qualifications (6 Oct 2023 to 10 Jun 2024)
  • [FCA CF] Client dealing (6 Oct 2023 to 10 Jun 2024)
• Michael Stirrup

  IRN MXS05471

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jan 2026)
  • SMF3 Executive Director (since 14 Jan 2026)
• Nathan Moroz-Butler

  IRN NXM00572

  • [FCA CF] Functions requiring qualifications (12 Dec 2024 to 22 May 2025)
  • [FCA CF] Client dealing (12 Dec 2024 to 22 May 2025)
• Nigel Reeves

  IRN NXR00006

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (5 Oct 2020 to 22 Sep 2023)
  • CF1 Director (AR) (27 May 2020 to 22 Sep 2023)
  • SMF16 Compliance Oversight (2 Mar 2020 to 16 Feb 2026)
  • Responsible for Insurance Distribution (2 Mar 2020 to 16 Feb 2026)
  • SMF3 Executive Director (2 Mar 2020 to 26 Mar 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (2 Mar 2020 to 11 Dec 2020)
• Oliver Gibbs

  IRN OXG00005

  • [FCA CF] Functions requiring qualifications (4 Feb 2020 to 18 Dec 2023)
  • [FCA CF] Client dealing (4 Feb 2020 to 18 Dec 2023)
• Rebecca Jane Lawson

  IRN RXL00010

  • [FCA CF] Functions requiring qualifications (4 Feb 2020 to 14 Apr 2022)
  • [FCA CF] Client dealing (4 Feb 2020 to 14 Apr 2022)
• Russell Jennison Dent

  IRN RJD00035

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 25 Jul 2023)
  • [FCA CF] Functions requiring qualifications (since 25 Jul 2023)

• Reeves Independent (Acquisitions) Limited (no longer appointed)

  FRN 925912 · Appointed 11 May 2020 · Until 19 Feb 2024

No changes recorded yet.