Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Perspective (North East) Limited
FRN 150317
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 3 Sep 2025)
- [FCA CF] Functions requiring qualifications (since 3 Sep 2025)
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- [FCA CF] Client dealing (19 Jul 2024 to 3 Sep 2025)
- [FCA CF] Functions requiring qualifications (19 Jul 2024 to 3 Sep 2025)
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- [FCA CF] Functions requiring qualifications (13 Nov 2023 to 10 Jun 2024)
- [FCA CF] Client dealing (13 Nov 2023 to 10 Jun 2024)
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- [FCA CF] Client dealing (6 Oct 2023 to 10 Jun 2024)
- [FCA CF] Functions requiring qualifications (6 Oct 2023 to 10 Jun 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.