Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Sep 2025)
  • Perspective (North West) Limited (no longer approved here)

    FRN 229808

    • [FCA CF] Client dealing (19 Jul 2024 to 3 Sep 2025)
    • [FCA CF] Functions requiring qualifications (19 Jul 2024 to 3 Sep 2025)
  • Reeves Financial Services Limited (no longer approved here)

    FRN 187607

    • [FCA CF] Functions requiring qualifications (13 Nov 2023 to 10 Jun 2024)
    • [FCA CF] Client dealing (13 Nov 2023 to 10 Jun 2024)
  • Reeves Independent Limited (no longer approved here)

    FRN 839943

    • [FCA CF] Client dealing (6 Oct 2023 to 10 Jun 2024)
    • [FCA CF] Functions requiring qualifications (6 Oct 2023 to 10 Jun 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.