Reeves Independent Limited

• Principal Place of Business

  Reeves Independent

  Park View House

  Front St, Benton

  Newcastle upon Tyne

  Tyne and Wear

  NE7 7TZ

  UNITED KINGDOM

  Phone

  +448009890029

  Web

  https://www.reevesifa.com

• Complaints Contact

  Reeves Independent

  Park View House

  Front St, Benton

  Newcastle upon Tyne

  Tyne and Wear

  NE7 7TZ

  UNITED KINGDOM

  Phone

  +4408009890029

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Bateman

  IRN AXB07433

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Adil Khan Rafiq

  IRN AXR00398

  • [FCA CF] Functions requiring qualifications (7 Jun 2021 to 14 Jun 2023)
  • [FCA CF] Client dealing (7 Jun 2021 to 14 Jun 2023)
• Alexander Peter Mason

  IRN AXM01735

  • [FCA CF] Functions requiring qualifications (10 Apr 2023 to 29 Sep 2023)
  • [FCA CF] Client dealing (10 Apr 2023 to 29 Sep 2023)
• Andrew Colin Dixon

  IRN AXD00531

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 20 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 20 Mar 2025)
  • [FCA CF] Client dealing (22 Sep 2022 to 18 Dec 2023)
  • [FCA CF] Functions requiring qualifications (22 Sep 2022 to 18 Dec 2023)
• Andrew Ian Williamson

  IRN AXW00719

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 8 Feb 2023)
  • [FCA CF] Functions requiring qualifications (since 8 Feb 2023)
• Bradley Joseph Mason

  IRN BXM00449

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 15 May 2024)
  • [FCA CF] Client dealing (since 15 May 2024)
• Brendan Regan

  IRN BXR01120

  • SMF17 Money Laundering Reporting Officer (MLRO) (11 Dec 2020 to 17 Nov 2021)
• Carl Watson

  IRN CXW00158

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 5 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 5 Jul 2021)
• Charles Roger Appleby

  IRN CXA00249

  • [FCA CF] Functions requiring qualifications (15 Sep 2022 to 30 Jun 2023)
  • [FCA CF] Client dealing (15 Sep 2022 to 30 Jun 2023)
• Christopher Alan Lockerbie

  IRN CAL01144

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (31 Jan 2022 to 16 Feb 2026)
  • CF1 Director (AR) (1 Feb 2021 to 2 Aug 2022)
  • CF30 Customer (1 Feb 2021 to 22 Sep 2023)

• Reeves Independent (Acquisitions) Limited (no longer appointed)

  FRN 925912 · Appointed 11 May 2020 · Until 19 Feb 2024

No changes recorded yet.