Carl Watson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Reeves Independent Limited

    FRN 839943

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 5 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 5 Jul 2021)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (1 Oct 2020 to 1 Mar 2021)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

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