Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Perspective (North East) Limited
FRN 150317
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 27 Nov 2023)
- [FCA CF] Functions requiring qualifications (since 27 Nov 2023)
-
- [FCA CF] Client dealing (27 Nov 2023 to 8 Jan 2025)
- [FCA CF] Functions requiring qualifications (27 Nov 2023 to 8 Jan 2025)
-
- [FCA CF] Client dealing (10 Apr 2023 to 29 Sep 2023)
- [FCA CF] Functions requiring qualifications (10 Apr 2023 to 29 Sep 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.