Reeves Independent Limited

• Principal Place of Business

  Reeves Independent

  Park View House

  Front St, Benton

  Newcastle upon Tyne

  Tyne and Wear

  NE7 7TZ

  UNITED KINGDOM

  Phone

  +448009890029

  Web

  https://www.reevesifa.com

• Complaints Contact

  Reeves Independent

  Park View House

  Front St, Benton

  Newcastle upon Tyne

  Tyne and Wear

  NE7 7TZ

  UNITED KINGDOM

  Phone

  +4408009890029

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Douglas John Borland

  IRN DJB01513

  • [FCA CF] Functions requiring qualifications (3 Feb 2021 to 11 Mar 2022)
  • [FCA CF] Client dealing (3 Feb 2021 to 11 Mar 2022)
• Elliot Andrew Buchanan

  IRN EXB00423

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 30 Apr 2024)
  • [FCA CF] Client dealing (since 30 Apr 2024)
• Harry Graham Frank Sharp

  IRN HXS00296

  • [FCA CF] Client dealing (15 Sep 2022 to 1 Dec 2023)
  • [FCA CF] Functions requiring qualifications (15 Sep 2022 to 1 Dec 2023)
• Jack Hodder

  IRN JXH03210

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 3 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 3 Jun 2025)
• Jack Luca Catherall

  IRN JXC03403

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 17 Jun 2025)
  • [FCA CF] Client dealing (since 17 Jun 2025)
• Jack Oliver Moy

  IRN JXM04311

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 10 Jul 2025)
  • [FCA CF] Client dealing (since 10 Jul 2025)
• Jack Robert Ford

  IRN JXF00010

  • [FCA CF] Client dealing (4 Feb 2020 to 9 Feb 2024)
  • [FCA CF] Functions requiring qualifications (4 Feb 2020 to 9 Feb 2024)
• James Sparky Wayne Robert Faley

  IRN JXF00498

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 10 Apr 2023)
  • [FCA CF] Functions requiring qualifications (since 10 Apr 2023)
• Julia Christieny Munnings

  IRN JXM01243

  • Director of firm who is not a certification employee or a SMF manager (3 Oct 2022 to 3 Mar 2026)
• Lewis Roberts

  IRN LXR00056

  • [FCA CF] Functions requiring qualifications (15 Oct 2021 to 29 Aug 2024)
  • [FCA CF] Client dealing (15 Oct 2021 to 29 Aug 2024)

• Reeves Independent (Acquisitions) Limited (no longer appointed)

  FRN 925912 · Appointed 11 May 2020 · Until 19 Feb 2024

No changes recorded yet.