Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Mar 2024)
  • Reeves Financial Services Limited (no longer approved here)

    FRN 187607

    • [FCA CF] Client dealing (14 Dec 2022 to 9 Feb 2024)
    • [FCA CF] Functions requiring qualifications (14 Dec 2022 to 9 Feb 2024)
  • Reeves Independent Limited (no longer approved here)

    FRN 839943

    • [FCA CF] Client dealing (4 Feb 2020 to 9 Feb 2024)
    • [FCA CF] Functions requiring qualifications (4 Feb 2020 to 9 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

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