Reeves Financial Services Limited

• Principal Place of Business

  Park View House

  Front Street

  Benton

  Newcastle upon Tyne

  Tyne and Wear

  NE7 7TZ

  UNITED KINGDOM

  Phone

  +4408009890029

  Web

  https://www.reevesfinancialservices.com

• Complaints Contact

  Park View House

  Front Street

  Benton

  Newcastle upon Tyne

  Tyne and Wear

  NE7 7TZ

  UNITED KINGDOM

  Phone

  +4408009890029

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Colin Dixon

  IRN AXD00531

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 20 Mar 2025)
  • [FCA CF] Client dealing (since 20 Mar 2025)
  • [FCA CF] Functions requiring qualifications (30 Aug 2022 to 31 Mar 2023)
  • [FCA CF] Client dealing (30 Aug 2022 to 31 Mar 2023)
• Andrew Ian Williamson

  IRN AXW00719

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 12 Sep 2024)
  • [FCA CF] Functions requiring qualifications (since 12 Sep 2024)
• Bradley Joseph Mason

  IRN BXM00449

  • [FCA CF] Client dealing (15 May 2024 to 15 May 2024)
  • [FCA CF] Functions requiring qualifications (15 May 2024 to 15 May 2024)
• Brian James Sykes

  IRN BJS00037

  • CF21 Investment Adviser (5 Apr 2004 to 14 Oct 2005)
  • CF1 Director (AR) (5 Apr 2004 to 14 Oct 2005)
• Cheryl Victoria Marshall

  IRN CVM01009

  • CF30 Customer (4 Sep 2008 to 22 May 2009)
• Gareth Davies

  IRN GXD00362

  • SMF16 Compliance Oversight (since 25 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Jan 2024 to 16 Feb 2026)
  • SMF3 Executive Director (25 Jan 2024 to 12 Mar 2026)
• Iris Stockton

  IRN IXS00014

  • CF30 Customer (1 Nov 2007 to 28 Nov 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Jack Oliver Moy

  IRN JXM04311

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 9 Jul 2025)
• Jack Robert Ford

  IRN JXF00010

  • [FCA CF] Functions requiring qualifications (14 Dec 2022 to 9 Feb 2024)
  • [FCA CF] Client dealing (14 Dec 2022 to 9 Feb 2024)
• John Pilkington

  IRN JXP00186

  • [FCA CF] Functions requiring qualifications (18 Dec 2023 to 10 Jun 2024)
  • [FCA CF] Client dealing (18 Dec 2023 to 10 Jun 2024)

• Reeves Independent (Acquisitions) Limited (no longer appointed)

  FRN 925912 · Appointed 23 Jun 2023 · Until 19 Feb 2024

• Plan 2 Give Financial Services Ltd (no longer appointed)

  FRN 231514 · Appointed 6 Feb 2004 · Until 14 Oct 2005

No changes recorded yet.