Reeves Financial Services Limited

• Principal Place of Business

  Park View House

  Front Street

  Benton

  Newcastle upon Tyne

  Tyne and Wear

  NE7 7TZ

  UNITED KINGDOM

  Phone

  +4408009890029

  Web

  https://www.reevesfinancialservices.com

• Complaints Contact

  Park View House

  Front Street

  Benton

  Newcastle upon Tyne

  Tyne and Wear

  NE7 7TZ

  UNITED KINGDOM

  Phone

  +4408009890029

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julia Christieny Munnings

  IRN JXM01243

  • CF1 Director (AR) (26 Jun 2023 to 19 Feb 2024)
• Lewis Roberts

  IRN LXR00056

  • [FCA CF] Functions requiring qualifications (5 Oct 2023 to 29 Aug 2024)
  • [FCA CF] Client dealing (5 Oct 2023 to 29 Aug 2024)
• Mark Blakelock

  IRN MXB03667

  • Responsible for Insurance Distribution (since 23 Jan 2026)
  • SMF3 Executive Director (since 23 Jan 2026)
• Matthew Collins

  IRN MXC01140

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 18 Dec 2024)
  • [FCA CF] Client dealing (since 18 Dec 2024)
• Matthew Conor Shaw

  IRN MXS00697

  • [FCA CF] Functions requiring qualifications (6 Mar 2023 to 4 Feb 2025)
  • [FCA CF] Client dealing (6 Mar 2023 to 4 Feb 2025)
• Maxwell James Longden

  IRN MXL00595

  • [FCA CF] Client dealing (13 Nov 2023 to 10 Jun 2024)
  • [FCA CF] Functions requiring qualifications (13 Nov 2023 to 10 Jun 2024)
• Michael Stirrup

  IRN MXS05471

  • SMF3 Executive Director (since 14 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jan 2026)
• Nathan Moroz-Butler

  IRN NXM00572

  • [FCA CF] Functions requiring qualifications (15 May 2024 to 22 May 2025)
  • [FCA CF] Client dealing (15 May 2024 to 22 May 2025)
• Nicolaas Roger Versteeg

  IRN NRV00002

  • SMF3 Executive Director (9 Dec 2019 to 24 Aug 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 24 Aug 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Aug 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 17 Jul 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Jul 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 24 Aug 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (AR) (1 Apr 2004 to 14 Oct 2005)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Nigel Reeves

  IRN NXR00006

  • Director of firm who is not a certification employee or a SMF manager (since 14 Nov 2022)
  • CF30 Customer (27 Jun 2023 to 19 Feb 2024)
  • CF1 Director (AR) (27 Jun 2023 to 19 Feb 2024)

• Reeves Independent (Acquisitions) Limited (no longer appointed)

  FRN 925912 · Appointed 23 Jun 2023 · Until 19 Feb 2024

• Plan 2 Give Financial Services Ltd (no longer appointed)

  FRN 231514 · Appointed 6 Feb 2004 · Until 14 Oct 2005

No changes recorded yet.