Nigel Reeves

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Reeves Financial Services Limited

    FRN 187607

    • Director of firm who is not a certification employee or a SMF manager (since 14 Nov 2022)
    • CF30 Customer (27 Jun 2023 to 19 Feb 2024)
    • CF1 Director (AR) (27 Jun 2023 to 19 Feb 2024)
  • Reeves Independent Limited

    FRN 839943

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (5 Oct 2020 to 22 Sep 2023)
    • CF1 Director (AR) (27 May 2020 to 22 Sep 2023)
    • Responsible for Insurance Distribution (2 Mar 2020 to 16 Feb 2026)
    • SMF16 Compliance Oversight (2 Mar 2020 to 16 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Mar 2020 to 11 Dec 2020)
    • SMF3 Executive Director (2 Mar 2020 to 26 Mar 2026)
  • Reeves Independent (1987) (no longer approved here)

    FRN 175609

    • (2)Employed By (1 Oct 1998 to 16 Nov 2004)

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Updates to this individual's record on the FCA register.

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