Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 Jan 2024)
    • CF30 Customer (since 8 Jan 2024)
    • (287)Employed By (since 8 Jan 2024)
  • Reeves Financial Services Limited (no longer approved here)

    FRN 187607

    • SMF16 Compliance Oversight (25 Jul 2022 to 19 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Jul 2022 to 19 Dec 2023)
  • Reeves Independent Limited (no longer approved here)

    FRN 839943

    • [FCA CF] Client dealing (4 Feb 2020 to 18 Dec 2023)
    • [FCA CF] Functions requiring qualifications (4 Feb 2020 to 18 Dec 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.