Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 15 Sep 2025)
  • Three Counties Limited (no longer approved here)

    FRN 145005

    • [FCA CF] Client dealing (4 Dec 2023 to 11 Sep 2025)
    • [FCA CF] Functions requiring qualifications (4 Dec 2023 to 11 Sep 2025)
  • Greaves West & Ayre (no longer approved here)

    FRN 100825

    • [FCA CF] Client dealing (11 Aug 2022 to 11 Sep 2025)
    • [FCA CF] Functions requiring qualifications (11 Aug 2022 to 11 Sep 2025)
  • Reeves Independent Limited (no longer approved here)

    FRN 839943

    • [FCA CF] Client dealing (4 Feb 2020 to 14 Apr 2022)
    • [FCA CF] Functions requiring qualifications (4 Feb 2020 to 14 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.