Greaves West & Ayre

• Principal Place of Business

  17 Walkergate

  Berwick-upon-Tweed

  Northumberland

  TD15 1DJ

  UNITED KINGDOM

  Phone

  +441289306688

  Web

  https://greaveswestayre.co.uk

• Complaints Contact

  17 Walkergate

  Berwick-upon-Tweed

  Northumberland

  TD15 1DJ

  UNITED KINGDOM

  Phone

  +441289306688

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Carrying this activity in the course of corporate finance business or listing of securities, but the firm must not act as a market maker.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Consumer Loans

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  • · Limited to lending that is in connection with fees for services provided in relation to regular premium products
  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement

• Loan Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Alan James Patterson

  IRN AJP01216

  • CF30 Customer (1 Nov 2007 to 22 Jan 2013)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF4 Partner (1 Dec 2001 to 17 Nov 2015)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Dec 2001)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Alexander Douglas Hay

  IRN ADH01077

  • CF4 Partner (1 Dec 2001 to 31 Mar 2005)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Dec 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Mar 2005)
  • CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2005)
• Andrew Nicholas Ayre

  IRN ANA01005

  • CF30 Customer (1 Nov 2007 to 22 Jan 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF4 Partner (1 Dec 2001 to 17 Nov 2015)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Dec 2001)
• Brian Wales

  IRN BXW01142

  • CF30 Customer (1 Nov 2007 to 22 Jan 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Colin Meiklem Frame

  IRN CMF01038

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 22 Jan 2013)
  • CF10 Compliance Oversight (4 Apr 2005 to 29 Mar 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Dec 2001)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
• Corryn Wild

  IRN CXB01838

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 12 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 12 Jan 2024)
• Craig Gordon Little

  IRN CGL01030

  • CF11 Money Laundering Reporting (15 Oct 2009 to 17 Nov 2015)
  • CF4 Partner (3 Apr 2007 to 17 Nov 2015)
• Daniel Bullen

  IRN DXB01053

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Oct 2024)
  • [FCA CF] Client dealing (since 9 Oct 2024)
• David Simpson

  IRN DXS00781

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 20 Jan 2023)
  • [FCA CF] Client dealing (since 20 Jan 2023)
• Graeme Thomas Hyland

  IRN GTH01025

  • [FCA CF] Manager of certification employee (since 10 Mar 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)

No changes recorded yet.