Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Greaves West & Ayre
FRN 100825
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 12 Jan 2024)
- [FCA CF] Client dealing (since 12 Jan 2024)
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Three Counties Limited
FRN 145005
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 3 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 3 Dec 2020)
- SMF3 Executive Director (since 25 Feb 2020)
- CF30 Customer (24 Jul 2017 to 8 Dec 2019)
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- CF30 Customer (13 Jul 2011 to 8 Oct 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.