Greaves West & Ayre

• Principal Place of Business

  17 Walkergate

  Berwick-upon-Tweed

  Northumberland

  TD15 1DJ

  UNITED KINGDOM

  Phone

  +441289306688

  Web

  https://greaveswestayre.co.uk

• Complaints Contact

  17 Walkergate

  Berwick-upon-Tweed

  Northumberland

  TD15 1DJ

  UNITED KINGDOM

  Phone

  +441289306688

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Carrying this activity in the course of corporate finance business or listing of securities, but the firm must not act as a market maker.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Consumer Loans

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  • · Limited to lending that is in connection with fees for services provided in relation to regular premium products
  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement

• Loan Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Graham Christie Hislop

  IRN GCH01033

  • CF24 Pension Transfer Specialist (1 Dec 2001 to 28 Oct 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)
• Hazel Marie Smith

  IRN HMS01069

  • CF30 Customer (30 Jan 2013 to 15 Dec 2014)
  • CF4 Partner (15 Oct 2009 to 15 Dec 2014)
• John Hamilton Coats

  IRN JHC01069

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Aug 2022)
  • CF30 Customer (1 Nov 2007 to 22 Jan 2013)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Dec 2001)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• John Mark Harrison

  IRN JMH00088

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Oct 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Oct 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Aug 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (19 Jul 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (19 Jul 2005 to 31 Oct 2007)
• Joseph O'Brien

  IRN JXO01354

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Mar 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 29 Mar 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Mar 2023)
  • CF30 Customer (14 Mar 2014 to 8 Dec 2019)
• Loren Carse

  IRN LXV13977

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 20 Jan 2023)
  • [FCA CF] Client dealing (since 20 Jan 2023)
• Matthew James Brown

  IRN MXB00549

  • [FCA CF] Functions requiring qualifications (10 Dec 2024 to 31 Jul 2025)
  • [FCA CF] Client dealing (10 Dec 2024 to 31 Jul 2025)
• Neil Stuart Robertson

  IRN NSR01039

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 23 Jul 2021)
  • [FCA CF] Manager of certification employee (since 10 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jul 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
  • CF30 Customer (17 Mar 2014 to 8 Dec 2019)
• Paul Derek Allan

  IRN PDA00021

  • [FCA CF] Client dealing (11 Aug 2022 to 16 Apr 2025)
  • [FCA CF] Functions requiring qualifications (11 Aug 2022 to 16 Apr 2025)
• Peter Barrowford Ayre

  IRN PBA01013

  • CF30 Customer (1 Nov 2007 to 22 Jan 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Dec 2001)
  • CF4 Partner (1 Dec 2001 to 17 Nov 2015)

No changes recorded yet.