Paul Derek Allan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited

    FRN 137914

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Jul 2025)
    • [FCA CF] Client dealing (since 9 Jul 2025)
  • Greaves West & Ayre (no longer approved here)

    FRN 100825

    • [FCA CF] Client dealing (11 Aug 2022 to 16 Apr 2025)
    • [FCA CF] Functions requiring qualifications (11 Aug 2022 to 16 Apr 2025)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • CF30 Customer (14 Jul 2017 to 8 Dec 2019)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 19 Nov 2013)
    • CF22 Investment Adviser (Trainee) (10 Oct 2006 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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