Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 30 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 30 Jul 2025)
  • Greaves West & Ayre (no longer approved here)

    FRN 100825

    • [FCA CF] Client dealing (10 Dec 2024 to 31 Jul 2025)
    • [FCA CF] Functions requiring qualifications (10 Dec 2024 to 31 Jul 2025)
  • FINANCIAL AFFAIRS WEALTH SOLUTIONS LIMITED (no longer approved here)

    FRN 606614

    • [FCA CF] Client dealing (18 May 2023 to 31 Jul 2024)
    • [FCA CF] Functions requiring qualifications (18 May 2023 to 31 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.