Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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McHardy Private Wealth Limited
FRN 469955
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 13 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 13 Oct 2025)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Aug 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Oct 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Oct 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (19 Jul 2005 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (19 Jul 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.