McHardy Private Wealth Limited

• Principal Place of Business

  McHardy Private Wealth

  41 Charlotte Square

  Edinburgh

  Midlothian

  EH2 4HQ

  UNITED KINGDOM

  Phone

  +441312262012

  Web

  https://www.mchardyprivatewealth.co.uk

• Complaints Contact

  McHardy Private Wealth

  41 Charlotte Square

  Edinburgh

  Midlothian

  EH2 4HQ

  UNITED KINGDOM

  Phone

  +441312262012

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Murdo Hardie

  IRN AMH00009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 12 Mar 2025)
  • [FCA CF] Significant management (since 11 Dec 2023)
  • [FCA CF] Manager of certification employee (since 11 Dec 2023)
  • [FCA CF] Functions requiring qualifications (since 11 Dec 2023)
  • [FCA CF] Client dealing (since 11 Dec 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (3 Sep 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Sep 2019 to 8 Dec 2019)
• Andrew James Kerr

  IRN AJK01180

  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 11 Sep 2019)
  • CF1 Director (18 Sep 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (18 Sep 2018 to 21 Jun 2019)
• Andrew William Houston

  IRN AXH00587

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 30 Sep 2021)
  • [FCA CF] Client dealing (since 30 Aug 2021)
• Andrew William Scouller

  IRN AWS01099

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 14 Aug 2024)
  • [FCA CF] Client dealing (since 14 Aug 2024)
• Andrew Winchester Priest

  IRN AWP00007

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 15 Aug 2024)
  • [FCA CF] Functions requiring qualifications (since 15 Aug 2024)
• Brian William Peebles

  IRN BWP00004

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Apr 2023)
  • [FCA CF] Client dealing (since 3 Apr 2023)
• David Wishart

  IRN DWW01068

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 14 Aug 2024)
  • [FCA CF] Client dealing (since 14 Aug 2024)
• Douglas Andrew Millar

  IRN DAM01252

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Nov 2023)
  • [FCA CF] Client dealing (since 6 Nov 2023)
• Graeme John Peddieson

  IRN GXP00370

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Aug 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Aug 2024)
• Iain Alexander Duckworth

  IRN IAD00001

  • CF30 Customer (29 Jul 2008 to 18 Aug 2009)

No changes recorded yet.