McHardy Private Wealth Limited

• Principal Place of Business

  McHardy Private Wealth

  41 Charlotte Square

  Edinburgh

  Midlothian

  EH2 4HQ

  UNITED KINGDOM

  Phone

  +441312262012

  Web

  https://www.mchardyprivatewealth.co.uk

• Complaints Contact

  McHardy Private Wealth

  41 Charlotte Square

  Edinburgh

  Midlothian

  EH2 4HQ

  UNITED KINGDOM

  Phone

  +441312262012

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Iain Bryson

  IRN IXB01527

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 6 Nov 2023)
  • [FCA CF] Client dealing (since 6 Nov 2023)
  • SMF3 Executive Director (since 15 May 2023)
• Iain Paterson Wishart

  IRN IPW00003

  • [FCA CF] Client dealing (9 Dec 2020 to 3 Sep 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 3 Sep 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Sep 2007 to 5 Sep 2018)
  • CF24 Pension Transfer Specialist (3 Sep 2007 to 31 Oct 2007)
  • Responsible for Insurance Mediation (3 Sep 2007 to 5 Sep 2018)
  • CF8 Apportionment and Oversight (3 Sep 2007 to 31 Mar 2009)
  • CF1 Director (3 Sep 2007 to 8 Oct 2018)
  • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (3 Sep 2007 to 5 Sep 2018)
• John Mark Harrison

  IRN JMH00088

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 13 Oct 2025)
  • [FCA CF] Client dealing (since 13 Oct 2025)
• Jonathan Lindsay Mclaren Craig

  IRN JLC01122

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 22 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 14 Aug 2024)
  • [FCA CF] Client dealing (since 14 Aug 2024)
• Joseph O'Brien

  IRN JXO01354

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 28 Jun 2024)
  • [FCA CF] Client dealing (since 31 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 31 Mar 2023)
• Kevin James Will

  IRN KJW00011

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 15 Aug 2024)
  • [FCA CF] Functions requiring qualifications (since 15 Aug 2024)
• Lewis Alex James MacLennan

  IRN LAM01160

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 30 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 30 Apr 2025)
• Malcolm Morrison Scott

  IRN MNS00006

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 31 Mar 2025)
  • [FCA CF] Client dealing (since 31 Mar 2025)
• Mark Houghton

  IRN MXH00142

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 12 Nov 2024)
  • [FCA CF] Client dealing (since 12 Nov 2024)
• Mark James Thornton-Smith

  IRN MXT01826

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 30 Jan 2023)
  • [FCA CF] Client dealing (since 11 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 11 Jan 2021)

No changes recorded yet.