Joseph O'Brien

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • McHardy Private Wealth Limited

    FRN 469955

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 28 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2023)
    • [FCA CF] Client dealing (since 31 Mar 2023)
  • MCHB WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 126147

    • [FCA CF] Functions requiring qualifications (31 Mar 2023 to 25 Nov 2024)
    • [FCA CF] Client dealing (31 Mar 2023 to 25 Nov 2024)
  • Greaves West & Ayre (no longer approved here)

    FRN 100825

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Mar 2023)
    • CF30 Customer (14 Mar 2014 to 8 Dec 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (30 Oct 2012 to 22 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

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