Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Aug 2024)
    • [FCA CF] Client dealing (since 14 Aug 2024)
  • MCHB WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 126147

    • [FCA CF] Client dealing (18 Mar 2024 to 19 Nov 2024)
    • [FCA CF] Functions requiring qualifications (18 Mar 2024 to 19 Nov 2024)
  • PHIL ANDERSON FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 631218

    • [FCA CF] Functions requiring qualifications (30 Aug 2021 to 4 Mar 2024)
    • [FCA CF] Client dealing (30 Aug 2021 to 4 Mar 2024)
  • EIS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 401581

    • [FCA CF] Functions requiring qualifications (15 Feb 2021 to 28 May 2021)
    • [FCA CF] Client dealing (28 Jan 2021 to 28 May 2021)
    • CF30 Customer (15 Oct 2014 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (24 May 2011 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.