Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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McHardy Private Wealth Limited
FRN 469955
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 14 Aug 2024)
- [FCA CF] Client dealing (since 14 Aug 2024)
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- [FCA CF] Client dealing (18 Mar 2024 to 19 Nov 2024)
- [FCA CF] Functions requiring qualifications (18 Mar 2024 to 19 Nov 2024)
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- [FCA CF] Functions requiring qualifications (30 Aug 2021 to 4 Mar 2024)
- [FCA CF] Client dealing (30 Aug 2021 to 4 Mar 2024)
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- [FCA CF] Functions requiring qualifications (15 Feb 2021 to 28 May 2021)
- [FCA CF] Client dealing (28 Jan 2021 to 28 May 2021)
- CF30 Customer (15 Oct 2014 to 8 Dec 2019)
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- CF30 Customer (24 May 2011 to 11 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.