Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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McHardy Private Wealth Limited
FRN 469955
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 3 Apr 2023)
- [FCA CF] Client dealing (since 3 Apr 2023)
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- CF21 Investment Adviser (2 Apr 2002 to 27 Mar 2006)
- CF7 Sole Trader (AR) (2 Apr 2002 to 27 Mar 2006)
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- (1)Employed By (2 Apr 2002 to 27 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.