Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 3 Apr 2023)
    • [FCA CF] Client dealing (since 3 Apr 2023)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (2 Apr 2002 to 27 Mar 2006)
    • CF7 Sole Trader (AR) (2 Apr 2002 to 27 Mar 2006)
  • Peebles-Independent Financial Advice (no longer approved here)

    FRN 210648

    • (1)Employed By (2 Apr 2002 to 27 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.