Alan Murdo Hardie

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • McHardy Private Wealth Limited

    FRN 469955

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 12 Mar 2025)
    • [FCA CF] Manager of certification employee (since 11 Dec 2023)
    • [FCA CF] Significant management (since 11 Dec 2023)
    • [FCA CF] Client dealing (since 11 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 11 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (3 Sep 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Sep 2019 to 8 Dec 2019)
  • MCHB WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 126147

    • [FCA CF] Client dealing (9 Dec 2020 to 31 Mar 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Mar 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 31 Mar 2026)
    • [FCA CF] Significant management (9 Dec 2020 to 31 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2026)
    • Responsible for Insurance Distribution (3 Sep 2019 to 31 Mar 2026)
    • CF10 Compliance Oversight (3 Sep 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Sep 2019 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (10 Oct 2018 to 31 Mar 2026)
    • CF1 Director (8 May 2017 to 8 Dec 2019)
    • CF30 Customer (15 Jun 2015 to 8 Dec 2019)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • CF30 Customer (16 Mar 2015 to 24 Apr 2015)
  • Cairn Independent Limited (no longer approved here)

    FRN 142665

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Dec 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Dec 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 4 Feb 2004)
    • CF1 Director (1 Dec 2001 to 31 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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