Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Reeves Independent Limited
FRN 839943
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 25 Jul 2023)
- [FCA CF] Client dealing (since 25 Jul 2023)
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Reeves Financial Services Limited
FRN 187607
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 14 Mar 2023)
- [FCA CF] Client dealing (since 14 Mar 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2023)
- CF30 Customer (18 Dec 2013 to 31 Mar 2023)
- CF4 Partner (AR) (1 Nov 2013 to 31 Mar 2023)
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- CF30 Customer (18 Aug 2011 to 18 Dec 2013)
- CF4 Partner (AR) (18 Aug 2011 to 18 Dec 2013)
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- CF30 Customer (1 Dec 2010 to 24 Sep 2011)
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- (492)Employed By (1 Dec 2010 to 24 Sep 2011)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.