Reeves Independent Limited

• Principal Place of Business

  Reeves Independent

  Park View House

  Front St, Benton

  Newcastle upon Tyne

  Tyne and Wear

  NE7 7TZ

  UNITED KINGDOM

  Phone

  +448009890029

  Web

  https://www.reevesifa.com

• Complaints Contact

  Reeves Independent

  Park View House

  Front St, Benton

  Newcastle upon Tyne

  Tyne and Wear

  NE7 7TZ

  UNITED KINGDOM

  Phone

  +4408009890029

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sandeep Kaur Haire

  IRN SXH55546

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 10 Oct 2022)
  • [FCA CF] Functions requiring qualifications (since 10 Oct 2022)
• Simon William Marshall

  IRN SXM77531

  • [FCA CF] Client dealing (11 Apr 2022 to 24 Feb 2025)
  • [FCA CF] Functions requiring qualifications (11 Apr 2022 to 24 Feb 2025)
• Stephen Ryan Bradshaw

  IRN SXB01428

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 6 Oct 2023)
  • [FCA CF] Functions requiring qualifications (since 6 Oct 2023)
• Steven Davidson

  IRN SXD00027

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 23 Nov 2021)
  • [FCA CF] Client dealing (9 Dec 2020 to 23 Nov 2021)
• Thomas George Murray

  IRN TXM00492

  • [FCA CF] Client dealing (18 Jul 2023 to 31 Jan 2024)
  • [FCA CF] Functions requiring qualifications (18 Jul 2023 to 31 Jan 2024)
• Thomas William De-Gozdawa Telezynski

  IRN TXD00127

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
• William Frederick Brown

  IRN WFB01010

  • CF1 Director (AR) (27 Jul 2022 to 22 Sep 2023)
  • [FCA CF] Client dealing (4 Feb 2020 to 19 Mar 2022)
  • [FCA CF] Functions requiring qualifications (4 Feb 2020 to 19 Mar 2022)

• Reeves Independent (Acquisitions) Limited (no longer appointed)

  FRN 925912 · Appointed 11 May 2020 · Until 19 Feb 2024

No changes recorded yet.