Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (6 Apr 2022 to 21 Aug 2025)
- CF30 Customer (15 Mar 2022 to 21 Aug 2025)
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- [FCA CF] Client dealing (9 Dec 2020 to 23 Nov 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 23 Nov 2021)
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- CF30 Customer (17 Jul 2020 to 10 Nov 2020)
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- Employed By (17 Jul 2020 to 10 Nov 2020)
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- CF30 Customer (28 Jan 2019 to 31 Jan 2020)
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- Employed By (28 Jan 2019 to 31 Jan 2020)
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- CF30 Customer (3 Apr 2017 to 5 Jul 2017)
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- CF30 Customer (12 Mar 2013 to 8 Dec 2016)
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- (5)Employed By (12 Mar 2013 to 8 Dec 2016)
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- CF30 Customer (1 Nov 2007 to 15 May 2009)
- CF21 Investment Adviser (25 Nov 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.