Seekings & Wardle Financial Services Ltd

FRN: 232341
Companies House: 05008353
Last scraped: 13 hours ago

This firm operates as an appointed representative of J. ILLINGWORTH AND COMPANY LIMITED. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

3 Finkle Street

Malton

North Yorkshire

YO17 7JD

UNITED KINGDOM

Phone

+4401653697101

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Gavin Paul Pugh
IRN GPP00002
- (1)Employed By (since 14 Jan 2013)
Graham Elliott Stockill
IRN GES00002
- (4)Employed By (29 Mar 2004 to 14 Jan 2021)
Hannah Marie Jenkins
IRN HMB01082
- (2)Employed By (since 24 Oct 2018)
Ian Walton Brindle
IRN IWB00004
- (6)Employed By (4 Jan 2013 to 16 Apr 2021)
Paul Foster Platt
IRN PFP00002
- (2)Employed By (29 Mar 2004 to 2 Jul 2012)
Steven Davidson
IRN SXD00027
- (5)Employed By (12 Mar 2013 to 8 Dec 2016)
Terence George Ridsdale
IRN TGR00003
- (3)Employed By (25 Mar 2004 to 6 Sep 2010)
Thomas Bernard Witty
IRN TBW00001
- (1)Employed By (29 Mar 2004 to 26 Apr 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.