Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J. ILLINGWORTH AND COMPANY LIMITED
FRN 207560
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (since 5 Oct 2018)
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Seekings & Wardle Financial Services Ltd
FRN 232341
- (2)Employed By (since 24 Oct 2018)
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- CF30 Customer (19 Dec 2017 to 14 Sep 2018)
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- CF30 Customer (19 Dec 2017 to 14 Sep 2018)
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- (22)Employed By (19 Dec 2017 to 14 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Finli (IPWM) Limited
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controlled function added: (22)Employed By at Finli (IPWM) Limited