Ian Walton Brindle

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J. ILLINGWORTH AND COMPANY LIMITED (no longer approved here)

    FRN 207560

    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 16 Apr 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Apr 2021)
    • CF1 Director (AR) (4 Jan 2013 to 16 Apr 2021)
    • Responsible for Insurance Mediation (6 Mar 2012 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (6 Feb 2008 to 31 Mar 2009)
    • CF10 Compliance Oversight (6 Feb 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Feb 2008 to 8 Dec 2019)
    • CF1 Director (8 May 2002 to 8 Dec 2019)
  • Newgate Premium Finance Ltd (no longer approved here)

    FRN 717715

    • SMF3 Executive Director (9 Dec 2019 to 18 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Feb 2026)
    • CF28 Systems and controls (18 Mar 2016 to 8 Dec 2019)
    • CF29 Significant management (18 Mar 2016 to 8 Dec 2019)
    • CF1 Director (18 Mar 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Mar 2016 to 8 Dec 2019)
  • Seekings & Wardle Financial Services Ltd (no longer approved here)

    FRN 232341

    • (6)Employed By (4 Jan 2013 to 16 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.