Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (27 Jul 2022 to 22 Sep 2023)
- [FCA CF] Functions requiring qualifications (4 Feb 2020 to 19 Mar 2022)
- [FCA CF] Client dealing (4 Feb 2020 to 19 Mar 2022)
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- Responsible for Insurance Distribution (15 Jul 2022 to 13 Mar 2026)
- SMF3 Executive Director (15 Jul 2022 to 13 Mar 2026)
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- CF1 Director (AR) (20 Nov 2008 to 30 Sep 2009)
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- CF21 Investment Adviser (27 Jan 2003 to 14 Dec 2004)
- CF22 Investment Adviser (Trainee) (28 Aug 2002 to 27 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.