Simon William Marshall

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Private Wealth Limited

    FRN 457558

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 28 Mar 2025)
  • Fairstone Financial Management Limited

    FRN 475973

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 28 Mar 2025)
  • Reeves Independent Limited (no longer approved here)

    FRN 839943

    • [FCA CF] Functions requiring qualifications (11 Apr 2022 to 24 Feb 2025)
    • [FCA CF] Client dealing (11 Apr 2022 to 24 Feb 2025)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • [FCA CF] Functions requiring qualifications (21 Oct 2019 to 30 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

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