QUILTER WEALTH LIMITED

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas John Dodd

  IRN NJD00010

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Nov 2020)
  • CF30 Customer (26 Nov 2019 to 2 Nov 2020)
• Nicholas Mark Cooke

  IRN NMC00005

  • CF1 Director (AR) (2 Apr 2012 to 6 Mar 2014)
• Nicholas Peter Godfrey

  IRN NXG24713

  • SMF24 Chief Operations (17 Feb 2020 to 17 May 2020)
• Nicholas Peter Manders

  IRN NPH00010

  • CF30 Customer (1 Nov 2007 to 31 Aug 2014)
  • CF21 Investment Adviser (24 Jan 2005 to 31 Oct 2007)
  • CF1 Director (AR) (24 Jan 2005 to 31 Aug 2014)
• Nicholas Sacre-Hardy

  IRN NXS15530

  • SMF16 Compliance Oversight (13 Jan 2025 to 9 Mar 2026)
  • SMF4 Chief Risk (13 Jan 2025 to 9 Mar 2026)
  • [FCA CF] Significant management (15 Jun 2023 to 13 Jan 2025)
  • SMF7 Group Entity Senior Manager (23 Jan 2023 to 15 Jun 2023)
  • SMF5 Head of Internal Audit (9 Dec 2019 to 11 Jul 2022)
  • CF28 Systems and controls (31 Jul 2019 to 8 Dec 2019)
• Nicholas Stanislaw Konkol

  IRN NSK01023

  • CF1 Director (AR) (2 Apr 2012 to 9 May 2016)
• Nicholas Thomas Brown

  IRN NTB01031

  • CF1 Director (AR) (3 Apr 2012 to 26 Apr 2013)
• Nicholas William Leek

  IRN NWL00005

  • CF21 Investment Adviser (17 May 2006 to 5 Sep 2007)
  • CF7 Sole Trader (AR) (17 May 2006 to 31 Jan 2007)
• Nicola Ann Howatson

  IRN NAH01076

  • CF30 Customer (25 Jul 2013 to 9 Aug 2013)
• Nicola Baxter

  IRN NEC00004

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 6 Mar 2023)
  • CF30 Customer (4 Jan 2011 to 30 Dec 2011)

• Clearwater Financial Planning Ltd (no longer appointed)

  FRN 450752 · Appointed 19 Nov 2013 · Until 1 Dec 2020

• Philip Holton (no longer appointed)

  FRN 610511 · Appointed 19 Nov 2013 · Until 26 Feb 2015

• Allan Harris (no longer appointed)

  FRN 610487 · Appointed 19 Nov 2013 · Until 31 Jan 2020

• Ampris Limited (no longer appointed)

  FRN 610031 · Appointed 11 Nov 2013 · Until 18 Dec 2015

• Graham Scott (no longer appointed)

  FRN 609986 · Appointed 8 Nov 2013 · Until 26 Nov 2020

• Auto Enrolment Pensions Ltd (no longer appointed)

  FRN 609770 · Appointed 6 Nov 2013 · Until 12 Feb 2019

• Sue Fisher (no longer appointed)

  FRN 609408 · Appointed 29 Oct 2013 · Until 4 Feb 2015

• Jonathan Thompson (no longer appointed)

  FRN 609405 · Appointed 29 Oct 2013 · Until 1 Feb 2022

• Colin Flatman (no longer appointed)

  FRN 609310 · Appointed 28 Oct 2013 · Until 27 Sep 2015

• Stuart Newsome (no longer appointed)

  FRN 609316 · Appointed 28 Oct 2013 · Until 11 Aug 2015

No changes recorded yet.