Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 31 May 2021)
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- [FCA CF] Functions requiring qualifications (31 May 2016 to 1 Jul 2018)
- CF30 Customer (12 Jun 2014 to 6 Mar 2016)
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- CF30 Customer (8 Aug 2013 to 31 Mar 2014)
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- Employed By (8 Aug 2013 to 31 Mar 2014)
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- CF30 Customer (25 Jul 2013 to 9 Aug 2013)
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- Employed By (25 Jul 2013 to 9 Aug 2013)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 1 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.