Nicholas John Dodd

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Client dealing (14 Jun 2023 to 31 Mar 2026)
    • [FCA CF] Functions requiring qualifications (14 Jun 2023 to 31 Mar 2026)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Functions requiring qualifications (1 Dec 2022 to 21 Apr 2023)
    • [FCA CF] Client dealing (1 Dec 2022 to 21 Apr 2023)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Nov 2020)
    • CF30 Customer (26 Nov 2019 to 2 Nov 2020)
  • Compass Financial (UK) Limited (no longer approved here)

    FRN 616200

    • Employed By (26 Nov 2019 to 2 Nov 2020)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (17 Sep 2014 to 25 Mar 2015)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 15 Aug 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 3 May 2013)
    • CF21 Investment Adviser (17 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.