Nicola Baxter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
  • QUILTER WEALTH LIMITED

    FRN 217742

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 6 Mar 2023)
    • CF30 Customer (4 Jan 2011 to 30 Dec 2011)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Mar 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (23 Jun 2005 to 2 Jul 2006)
    • CF22 Investment Adviser (Trainee) (15 Nov 2004 to 23 Jun 2005)
  • The Mortgage Advice Centre (no longer approved here)

    FRN 414226

    • Employed By (15 Nov 2004 to 2 Jul 2006)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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