Nicholas Sacre-Hardy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • SMF7 Group Entity Senior Manager (13 Jan 2025 to 9 Mar 2026)
    • [FCA CF] Significant management (24 Sep 2024 to 13 Jan 2025)
    • [FCA CF] Material risk taker (1 Jul 2024 to 24 Sep 2024)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 11 Jul 2022)
    • CF28 Systems and controls (31 Jul 2019 to 8 Dec 2019)
  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • SMF16 Compliance Oversight (13 Jan 2025 to 9 Mar 2026)
    • SMF4 Chief Risk (13 Jan 2025 to 9 Mar 2026)
    • [FCA CF] Significant management (15 Jun 2023 to 13 Jan 2025)
    • SMF7 Group Entity Senior Manager (23 Jan 2023 to 15 Jun 2023)
    • [FCA CF] Material risk taker (1 Jan 2022 to 13 Jan 2025)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 11 Jul 2022)
    • CF28 Systems and controls (31 Jul 2019 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • SMF16 Compliance Oversight (13 Jan 2025 to 9 Mar 2026)
    • SMF4 Chief Risk (13 Jan 2025 to 9 Mar 2026)
    • [FCA CF] Significant management (15 Jun 2023 to 13 Jan 2025)
    • SMF7 Group Entity Senior Manager (23 Jan 2023 to 15 Jun 2023)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 11 Jul 2022)
    • CF28 Systems and controls (31 Jul 2019 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • SMF4 Chief Risk (13 Jan 2025 to 9 Mar 2026)
    • SMF16 Compliance Oversight (13 Jan 2025 to 9 Mar 2026)
    • [FCA CF] Significant management (15 Jun 2023 to 13 Jan 2025)
    • SMF7 Group Entity Senior Manager (23 Jan 2023 to 15 Jun 2023)
    • SMF5 Head of Internal Audit (2 Apr 2020 to 11 Jul 2022)
  • Quilter Life & Pensions Limited (no longer approved here)

    FRN 207977

    • SMF4 Chief Risk (13 Jan 2025 to 9 Mar 2026)
    • SMF16 Compliance Oversight (13 Jan 2025 to 9 Mar 2026)
    • [FCA CF] Significant management (15 Jun 2023 to 13 Jan 2025)
    • SMF7 Group Entity Senior Manager (23 Jan 2023 to 15 Jun 2023)
    • [FCA CF] Material risk taker (1 Jan 2022 to 13 Jan 2025)
    • SMF5 Head of Internal Audit (30 Jul 2019 to 11 Jul 2022)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • SMF16 Compliance Oversight (13 Jan 2025 to 9 Mar 2026)
    • [FCA CF] Significant management (15 Jun 2023 to 13 Jan 2025)
    • [FCA CF] Material risk taker (1 Jan 2022 to 13 Jan 2025)
    • CF28 Systems and controls (31 Jul 2019 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • SMF4 Chief Risk (13 Jan 2025 to 9 Mar 2026)
    • SMF16 Compliance Oversight (13 Jan 2025 to 9 Mar 2026)
    • [FCA CF] Significant management (15 Jun 2023 to 13 Jan 2025)
    • SMF7 Group Entity Senior Manager (23 Jan 2023 to 15 Jun 2023)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 11 Jul 2022)
    • CF28 Systems and controls (31 Jul 2019 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • SMF4 Chief Risk (13 Jan 2025 to 9 Mar 2026)
    • SMF16 Compliance Oversight (13 Jan 2025 to 9 Mar 2026)
    • [FCA CF] Significant management (15 Jun 2023 to 13 Jan 2025)
    • SMF7 Group Entity Senior Manager (23 Jan 2023 to 15 Jun 2023)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 11 Jul 2022)
    • CF28 Systems and controls (31 Jul 2019 to 8 Dec 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • SMF4 Chief Risk (13 Jan 2025 to 9 Mar 2026)
    • SMF16 Compliance Oversight (13 Jan 2025 to 9 Mar 2026)
    • [FCA CF] Significant management (15 Jun 2023 to 13 Jan 2025)
    • SMF7 Group Entity Senior Manager (23 Jan 2023 to 15 Jun 2023)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 11 Jul 2022)
    • CF28 Systems and controls (31 Jul 2019 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • SMF16 Compliance Oversight (13 Jan 2025 to 9 Mar 2026)
    • SMF4 Chief Risk (13 Jan 2025 to 9 Mar 2026)
    • [FCA CF] Significant management (15 Jun 2023 to 13 Jan 2025)
    • SMF7 Group Entity Senior Manager (23 Jan 2023 to 15 Jun 2023)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 11 Jul 2022)
    • CF28 Systems and controls (31 Jul 2019 to 8 Dec 2019)
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