Nicholas Peter Manders

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Financial Solutions Limited (no longer approved here)

    FRN 616273

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2025)
    • SMF3 Executive Director (9 Dec 2019 to 22 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Apr 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Apr 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Apr 2024)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 22 Apr 2024)
    • CF30 Customer (1 Sep 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Sep 2014 to 30 Sep 2018)
    • CF10 Compliance Oversight (1 Sep 2014 to 8 Dec 2019)
    • CF1 Director (1 Sep 2014 to 8 Dec 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (31 Mar 2013 to 31 Aug 2014)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 31 Aug 2014)
    • CF1 Director (AR) (24 Jan 2005 to 31 Aug 2014)
    • CF21 Investment Adviser (24 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.