Nicholas William Leek

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF21 Investment Adviser (17 May 2006 to 5 Sep 2007)
- CF7 Sole Trader (AR) (17 May 2006 to 31 Jan 2007)
The Mortgage and Investment Shop (no longer approved here)
FRN 451685
- Employed By (17 May 2006 to 5 Sep 2007)
Openwork Limited (no longer approved here)
FRN 408285
- CF4 Partner (AR) (1 Jun 2005 to 17 Sep 2006)
The Mortgage & Investment Shop (no longer approved here)
FRN 413928
- Employed By (18 Nov 2004 to 17 Sep 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.