Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Bernard Thompson
IRN ABT00006
- Responsible for Insurance Mediation (14 Apr 2020 to 30 Jun 2020)
- Responsibility for MCD Intermediation (14 Apr 2020 to 30 Jun 2020)
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
- SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2020)
- Responsible for Insurance Distribution (25 Nov 2019 to 30 Jun 2020)
- CF3 Chief Executive (11 Mar 2016 to 8 Dec 2019)
- CF1 Director (16 Apr 2014 to 8 Dec 2019)
- CF1 Director (AR) (18 Apr 2012 to 30 Jun 2020)
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Andrew Brooks
IRN AXB00004
- CF1 Director (AR) (19 Dec 2013 to 16 Dec 2015)
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Andrew Charles Uncles
IRN ACU00001
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 28 Nov 2011)
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Andrew Christian Townsend
IRN ACT01071
- CF1 Director (AR) (16 Mar 2012 to 17 Jul 2017)
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Andrew Colin Lawrence
IRN ACL00025
- CF1 Director (AR) (8 Apr 2019 to 30 Apr 2020)
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Andrew Colin Mills
IRN ACM00038
- CF1 Director (AR) (1 Aug 2007 to 18 Mar 2022)
- CF4 Partner (AR) (10 Jan 2007 to 1 Aug 2007)
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Andrew David Townend
IRN ADT00003
- CF1 Director (AR) (9 Jul 2009 to 12 Jan 2011)
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Andrew David Victor Friday
IRN ADF01077
- CF1 Director (AR) (since 24 Mar 2020)
- Appointed representative dealing with clients for which they require qualification (5 Apr 2020 to 5 Jul 2023)
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Andrew Dixon
IRN ACD01145
- CF1 Director (AR) (16 Mar 2018 to 29 Nov 2021)
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Andrew Doyle
IRN ACD00009
- [FCA CF] Manager of certification employee (1 Sep 2020 to 14 Aug 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.