Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 23 Jun 2023)
- CF30 Customer (since 12 Jun 2023)
- CF1 Director (AR) (since 12 Jun 2023)
- CF30 Customer (3 Nov 2015 to 6 Dec 2017)
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Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 24 Mar 2020)
- Appointed representative dealing with clients for which they require qualification (5 Apr 2020 to 5 Jul 2023)
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Friday Financial Services Ltd
FRN 922767
- (2)Employed By (since 24 Mar 2020)
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- Employed By (3 Nov 2015 to 6 Dec 2017)
Recent activity
Updates to this individual's record on the FCA register.
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