Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 8 Sep 2020)
    • Responsibility for MCD Intermediation (since 1 May 2020)
    • SMF3 Executive Director (since 1 May 2020)
    • SMF16 Compliance Oversight (since 1 May 2020)
    • Responsible for Insurance Distribution (since 1 May 2020)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (8 Apr 2019 to 30 Apr 2020)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • CF1 Director (AR) (23 Nov 2015 to 3 May 2019)
  • All Financial Advice Ltd (no longer approved here)

    FRN 725690

    • Employed By (23 Nov 2015 to 30 Apr 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (17 Dec 2002 to 31 Dec 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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