Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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All Financial Advice Ltd
FRN 846223
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 8 Sep 2020)
- Responsibility for MCD Intermediation (since 1 May 2020)
- SMF3 Executive Director (since 1 May 2020)
- SMF16 Compliance Oversight (since 1 May 2020)
- Responsible for Insurance Distribution (since 1 May 2020)
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- CF1 Director (AR) (8 Apr 2019 to 30 Apr 2020)
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- CF1 Director (AR) (23 Nov 2015 to 3 May 2019)
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- Employed By (23 Nov 2015 to 30 Apr 2020)
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- CF21 Investment Adviser (17 Dec 2002 to 31 Dec 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.