Andrew Dixon

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dixon Financial Planning Ltd

    FRN 1006120

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Jun 2024)
    • Responsible for Insurance Distribution (since 20 Jun 2024)
    • SMF16 Compliance Oversight (since 20 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jun 2024)
    • SMF3 Executive Director (since 20 Jun 2024)
    • [FCA CF] Client dealing (since 20 Jun 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (11 Feb 2022 to 29 Sep 2023)
    • CF1 Director (AR) (10 Feb 2022 to 29 Sep 2023)
    • CF30 Customer (10 Feb 2022 to 29 Sep 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Nov 2021)
    • CF1 Director (AR) (16 Mar 2018 to 29 Nov 2021)
    • CF30 Customer (16 Mar 2018 to 29 Nov 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (16 Mar 2018 to 29 Nov 2021)
  • Dixon Financial Planning Ltd (no longer approved here)

    FRN 803046

    • Employed By (16 Mar 2018 to 29 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.