Andrew Brooks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 24 Nov 2025)
    • [FCA CF] Client dealing (since 24 Nov 2025)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (19 Dec 2013 to 16 Dec 2015)
  • Ampris Limited (no longer approved here)

    FRN 610031

    • Employed By (3 Dec 2013 to 31 Mar 2024)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (25 Feb 2013 to 16 Dec 2015)
    • CF1 Director (AR) (2 Apr 2012 to 16 Dec 2015)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 May 2011 to 1 Apr 2012)
  • Ashley Law Limited (no longer approved here)

    FRN 498488

    • Employed By (19 May 2011 to 31 Mar 2024)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (1 Nov 2007 to 2 Jan 2009)
    • CF21 Investment Adviser (30 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.