Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (21 Feb 2022 to 21 Feb 2023)
- [FCA CF] Functions requiring qualifications (21 Feb 2022 to 21 Feb 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Mar 2022)
- CF30 Customer (1 Nov 2007 to 18 Mar 2022)
- CF21 Investment Adviser (11 Sep 2007 to 31 Oct 2007)
- CF1 Director (AR) (1 Aug 2007 to 18 Mar 2022)
- CF22 Investment Adviser (Trainee) (10 Jan 2007 to 11 Sep 2007)
- CF4 Partner (AR) (10 Jan 2007 to 1 Aug 2007)
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- CF1 Director (AR) (1 Aug 2007 to 18 Mar 2022)
- CF4 Partner (AR) (10 Jan 2007 to 1 Aug 2007)
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- CF21 Investment Adviser (1 Jun 2005 to 18 Jan 2007)
- CF4 Partner (AR) (1 Jun 2005 to 18 Jan 2007)
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- (4)Employed By (14 May 2002 to 21 Jan 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.